Admission of securities to RTS Board and RTS Global

General

In compliance with the "Procedure on formation of the list of securities admitted to indicative quotation on RTS Board" approved by the RTS Board of Directors the following securities can be included into the list of RTS Board instruments:

• stocks issued in compliance with Russian law subject to state registration of the securities issue (additional issue) and state registration of the report on the result of the issue (additional issue) or notification of the result of the equities issue (additional issue);
• investment funds issued by asset management companies in compliance with Russian law subject to state registration of funds’ rules;
• bonds issued by local and foreign issuers in compliance with Russian law subject to state registration of the securities issue (additional issue);
• foreign financial instruments qualifying as securities under the regulatory acts of the federal executive body that controls and supervises the Russian securities market (hereinafter referred to as foreign securities).

Securities can be nominated for admission to RTS Board by RTS Board users with access to RTS Board in the quotation mode.

Securities can also be included into the list of RTS Board instruments on the initiative of RTS Stock Exchange (hereinafter referred to as the Exchange).

The admission procedure takes:

• not more than 5 (five) business days for Russian securities;
• not more than 10 (ten) business days for foreign securities,

as of the receipt of the application and other documents by the Exchange.

Admission of securities to quotation on RTS Board is a free service.

Procedure for including Russian securities in the list of RTS Board instruments

Russian securities are considered for admission to quotation on RTS Board based on:

1. application for admission of securities to quotation on RTS Board (use standard forms approved by resolution No. 72 as of 08.07.08 by the RTS CEO)

   The application is to be signed and stamped by the applicant’s authorized person. Paper applications are submitted to the Listing Department at the following address: 38 Dolgorukovskaya Str, Bld 1, 127006, Moscow, Russia. You can also fax your application to +7 (495) 733-9703.

   • application form for admission of stocks 
   • application form for admission of bonds 
   • application form for admission of investment funds 
      
2. For admission of stocks to RTS Board the applicant is also required to provide a copy of the first page of the report on the result of the securities issue (notification of the result of the securities issue)*, as well as of the securities prospectus / prospectus of issuance / privatization plan* with notes of registration by the registration body. The above-mentioned documents are to be filed by the applicant to the Listing Department in e-form at listing@rts.ru or by fax at +7 (495) 733-9703.

   * if there is no information on the date of state registration of the report on the result of the securities issue as well as on the date of state registration (existence) of the securities prospectus / prospectus of issuance/ privatization plan in the e-databases of the Federal Financial Markets Service of Russia, SKRIN, Interfax and AK&M.

Procedure for including foreign securities in the list of RTS Board instruments

For foreign securities to be admitted to quotation on RTS Board it is necessary to:

• sign up the foreign securities for depository services with the Depository Clearing Company (DCC).
• apply for admission of the foreign securities to RTS Board.

1. Approval for provision of depository services for foreign securities by DCC

   DCC approves foreign securities for provision of depository services in compliance with the Terms and Conditions of Depository Activity of CJSC DCC.

   • foreign securities issue information form (stocks)
   • foreign securities issue information form (depositary receipts)
   • foreign securities issue information form (eurobonds)

   The complete list of securities issues maintained by DCC .

   Please refer your questions on obtaining depository services for foreign securities to DCC specialists at +7 (495) 956-0999.

2. Application for admission of foreign securities to RTS Board

Foreign securities are considered for admission to quotation on RTS Board based on:

• application for admission of securities to quotation on RTS Board (use standard forms approved by resolution No. 72 as of 08.07.08 by the RTS CEO)

The application is to be signed and stamped by the applicant’s authorized person. Paper applications are submitted to the Listing Department at the following address: 38 Dolgorukovskaya Str, bld 1, 127006, Moscow, Russia. You can also fax your application to +7 (495) 733-9703.

• application form for admission of foreign securities

For admission of foreign financial instruments the applicant is also required to provide a document confirming that the foreign financial instruments are qualifying as securities * under Russian federal law and regulatory acts of the federal executive body that controls and supervises the Russian securities market. The original of the above-mentioned document or a copy certified by the applicant is to be submitted to the Listing Department.

* - in compliance with Provision No. 4 on qualification of foreign financial instruments as securities approved by FFMS resolution No. 07-105/pz-n as of 23.10.2007.

For further information, please contact our Listing & OTC Market Department at listing@rts.ru.